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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1005 Rosecrans St Ste 101, San Diego, CA 92106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Diego CA 02/2010 Present
Previous Registrations
  • 2010-03-09 → 2012-10-01
    Chase Investment Services Corp.
    Poway, CA
    San Diego, CA
  • 2004-02-11 → 2009-01-15
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-04
  • S66 Uniform Combined State Law Examination
    2004-02-04
Other Names
  • Charity J Panganiban
  • Charity J Schulz

View on SEC IAPD

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