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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-16 |
| CA | RA | APPROVED | 2014-08-14 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
Laguna Niguel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seal Beach | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
CARS & CHARACTERS, NOT INV RELATED, HERMOSA BEACH, CA, AUTO CAR SHOW BLOG, 100% OWNER, START 3/1/2013, 1 HOUR PER MONTH/0 DURING TRADING. DUTIES: WRITE ABOUT CARS PRIVATE VOLLEYBALL TRAINING COACH, NOT INV RELATED, SAN JUAN CAPISTRANO, CA, COACH, START 3/17/2019, 6 HOURS PER MONTH, ZERO DURING TRADING, PRIVATE VOLLEYBALL COACHING. NINTHDOMINO.COM, NOT INV RELATED, LAGUNA NIGUEL, CA, 100% OWNERSHIP, START 5/2/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, DECISION MAKING, SPORTS TRAINING, AND PERSONAL DEVELOPMENT BLOG. SADDLEBACK VOLLEYBALL CLUB, NOT INV RELATED, LAKE FOREST, CA, ASSISTANT COACH, START 5/16/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELPING TO COACH PRACITCE AND MATCHES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-12 |
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