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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2010-08-30
  • HI RA
    APPROVED
    Since 2010-08-30

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

Pearl City, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 08/2010 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Kate Yukie Cordero; notary; notary; 1207 Ala Alii Street #97Honolulu, HI 96818, ,; Not Investment-Related; 12/27/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-17
  • S66 Uniform Combined State Law Examination
    2009-07-17
Other Names
  • Kate Yukie Funai
  • Kate Funai
  • Kate Yukie Funai

View on SEC IAPD

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