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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-07 |
Branch Locations
7545 Irvine Center Drive Ste. 200, Irvine, CA 92618 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
1. AS A LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. ALEXANDER CRUZ; INVESTMENT RELATED; 7545 IRVINE CENTER DRIVE SUITE 200 IRVINE CA 92618; STATUTORY AGENT; 10/1/2003; 160 HRS/MTH; 8 HRS DURING TRADING; SALE OF INSURANCE PRODUCTS. 3. CITADEL LAW OFFICES; NON-INVESTMENT RELATED; 2372 MORSE AVE IRVINE CA 92614; AGENT; 1/1/2004; 8 HRS/MTH; 0 HRS DURING TRADING; REFERRAL SERVICES TO THE LAW FIRM FOR ESTATE PLANNING AND TRUST RELATED SERVICES 4. GRACE LOU LAW, NON-INVESTMENT RELATED, 1500 ROSECRANS AVE., SUITE 500, MANHATTAN BEACH, CA 90266, PARALEGAL, 7/2/15, 8 HRS/MO, 0 HRS DURING TRADING HRS, REFERRAL SERVICES TO LAW FOR ESTATE PLANNING AND TRUST RELATED SERVICES. 5. ALEX CRUZ WEALTH MANAGEMENT: PROVIDE FINANCIAL SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-21 |
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