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Alexander Cruz

Spc

Irvine, CA

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-07
  • CA RA
    APPROVED
    Since 2015-07-07

Branch Locations

7545 Irvine Center Drive Ste. 200, Irvine, CA 92618 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parkland Securities Llc Ann Arbor MI 07/2015 Present
Spc Ann Arbor MI 07/2015 Present
  • 07/2015 → Present
    Parkland Securities Llc
    Ann Arbor, MI
  • 07/2015 → Present
    Ann Arbor, MI
Previous Registrations
  • 2010-10-13 → 2015-07-08
    Osaic Services, Inc.
    Gardena, CA
    Phoenix, AZ
    Mission Viejo, CA
    Costa Mesa, CA
  • 2007-05-23 → 2011-07-25
    Independent Capital Management
    Santa Monica, CA
Other Businesses

1. AS A LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. ALEXANDER CRUZ; INVESTMENT RELATED; 7545 IRVINE CENTER DRIVE SUITE 200 IRVINE CA 92618; STATUTORY AGENT; 10/1/2003; 160 HRS/MTH; 8 HRS DURING TRADING; SALE OF INSURANCE PRODUCTS. 3. CITADEL LAW OFFICES; NON-INVESTMENT RELATED; 2372 MORSE AVE IRVINE CA 92614; AGENT; 1/1/2004; 8 HRS/MTH; 0 HRS DURING TRADING; REFERRAL SERVICES TO THE LAW FIRM FOR ESTATE PLANNING AND TRUST RELATED SERVICES 4. GRACE LOU LAW, NON-INVESTMENT RELATED, 1500 ROSECRANS AVE., SUITE 500, MANHATTAN BEACH, CA 90266, PARALEGAL, 7/2/15, 8 HRS/MO, 0 HRS DURING TRADING HRS, REFERRAL SERVICES TO LAW FOR ESTATE PLANNING AND TRUST RELATED SERVICES. 5. ALEX CRUZ WEALTH MANAGEMENT: PROVIDE FINANCIAL SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-10
S63 Uniform Securities Agent State Law Examination 2003-10-21
  • S66 Uniform Combined State Law Examination
    2005-01-10
  • S63 Uniform Securities Agent State Law Examination
    2003-10-21
Designations

View on SEC IAPD

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