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Michael James Davis

Derivaty Co

White Plains, NY

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Current Employers
Derivaty Co

777 Westchester Ave, White Plains, NY 10604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

777 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rampart Invesdtment Management New York NY 10/2008 10/2020
Derivaty, Llc New York NY 07/2020 Present
  • 10/2008 → 10/2020
    Rampart Invesdtment Management
    New York, NY
  • 07/2020 → Present
    Derivaty, Llc
    New York, NY
Previous Registrations
  • 2011-03-09 → 2013-12-31
    Varick Asset Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-03
S63 Uniform Securities Agent State Law Examination 2006-09-09
  • S65 Uniform Investment Adviser Law Examination
    2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2006-09-09

View on SEC IAPD

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