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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
MS RA APPROVED 2018-05-10
CA RA APPROVED 2009-02-04
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • MS RA
    APPROVED
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2009-02-04

Branch Locations

250 Cherry Ln Ste 114, Manteca, CA 95337-4398 • United States

Olive Branch, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Modesto CA 09/2005 03/2020
Ameriprise Financial Services, Llc Manteca CA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-03
S63 Uniform Securities Agent State Law Examination 2003-11-04
  • S65 Uniform Investment Adviser Law Examination
    2009-02-03
  • S63 Uniform Securities Agent State Law Examination
    2003-11-04
Other Names
  • Laura M Devries

View on SEC IAPD

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