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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| NV | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
318 N Carson St, Suite 201, Carson City, NV 89701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, ANNUITIES AND LTC; (2) NAME OF OTHER BUSINESS: LAVERONE AND NOGARE RANCH, INVESTMENT RELATED: NO, ADDRESS: 7515 PEZZI RD. STOCKTON, CA 95215, NATURE OF BUSINESS: FARMING, START DATE: 01/30/13, POSITION/TITLE/RELATIONSHIP: RANCH WORKER. IRRIGATING, TRIMMING TREES, HARVESTING, SPRAYING AND MOWING, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: RANCH WORKER. IRRIGATING, TRIMMING TREES, HARVESTING, SPRAYING AND MOWING; (3) NAME OF OTHER BUSINESS: CAPITAL WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: BROKERAGE, INVESTMENT ADVISOR, LIFE INSURANCE SALES, START DATE: 01/2014, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 35, BRIEF DESCRIPTION OF DUTIES: STOCK AND INSURANCE SALES, INVESTMENT ADVISORY SERVICES; (4) NAME OF OTHER BUSINESS: CAPITAL WEALTH MANAGEMENT CARSON LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA TO PAY OFFICE EXPENSES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-25 |
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