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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Oakdale | CA | 02/2019 | 08/2021 |
| Guild Mortgage | Modesto | CA | 12/2017 | 08/2018 |
| Unemployed | Riverbank | CA | 09/2018 | 01/2019 |
| Bank Of The West | Modesto | CA | 02/2012 | 10/2017 |
| Unemployed | Riverbank | CA | 11/2017 | 11/2017 |
| Jpmorgan Securities, Llc | Oakdale | CA | 02/2019 | 08/2021 |
| Bancwest Investment Services, Inc. | Modesto | CA | 09/2021 | 10/2023 |
| Bank Of The West | Modesto | CA | 09/2021 | 10/2023 |
| Lpl Financial Llc | Hughson | CA | 07/2023 | 10/2023 |
| U.S. Bancorp Investments, Inc. | Manteca | CA | 10/2023 | 02/2026 |
| U.S. Bank | Manteca | CA | 10/2023 | Present |
| U.S. Bancorp Advisors, Llc | Manteca | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-16 |
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