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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-04
CA RA APPROVED 2013-07-23
  • TX RA
    APPROVED_RES
    Since 2020-04-04
  • CA RA
    APPROVED
    Since 2013-07-23

Branch Locations

160 N Main St, Manteca, CA 95336 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Sacremento CA 07/2013 Present
  • 07/2013 → Present
    Wells Fargo
    Sacremento, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; MODESTO,CA; 100% OWNERSHIP; START 6/1/2014; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-19
S63 Uniform Securities Agent State Law Examination 2010-11-24
  • S66 Uniform Combined State Law Examination
    2013-07-19
  • S63 Uniform Securities Agent State Law Examination
    2010-11-24
Other Names
  • Zack Harless
  • Zachary Harless
  • Zachary Andrew Harless

View on SEC IAPD

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