Richard R Magallanes

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-11
TX	RA	APPROVED_RES	2021-01-11

CA RA
APPROVED

Since 2021-01-11
TX RA
APPROVED_RES

Since 2021-01-11

Branch Locations

115 W Center Street, Manteca, CA 95336 • United States

123 Spreckles Ave, Manteca, CA 95336 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Modesto	CA	09/2013	09/2020
Jpmorgan Securities Llc	Modesto	CA	09/2020	11/2020
Jpmorgan Securities Llc	Modesto	CA	12/2020	Present

09/2013 → 09/2020

Jp Morgan Securities Llc

Modesto, CA
09/2020 → 11/2020

Jpmorgan Securities Llc

Modesto, CA
12/2020 → Present

Jpmorgan Securities Llc

Modesto, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-20
S63	Uniform Securities Agent State Law Examination	2013-12-10

S66 Uniform Combined State Law Examination

2020-11-20
S63 Uniform Securities Agent State Law Examination

2013-12-10

Other Names

Richard Magallanes
Rich Magallanes
Richie Magallanes
Richard Rudy Magallanes

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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