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Esmeralda Valarezo

LPl Financial LLC

Sugar Land, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amegy/Zions (Lpl Financial) Houston TX 12/2007 11/2019
Raymond James Financial Services, Inc Sugarland TX 12/2019 09/2024
The Noble Group Sugar Land TX 07/2020 Present
Lpl Financial Llc Sugar Land TX 09/2024 Present
  • 12/2007 → 11/2019
    Amegy/Zions (Lpl Financial)
    Houston, TX
  • 12/2019 → 09/2024
    Raymond James Financial Services, Inc
    Sugarland, TX
  • 07/2020 → Present
    The Noble Group
    Sugar Land, TX
  • 09/2024 → Present
    Lpl Financial Llc
    Sugar Land, TX
Previous Registrations
Other Businesses

1) 09/2024 - The Noble Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-17
S63 Uniform Securities Agent State Law Examination 2004-07-24
  • S65 Uniform Investment Adviser Law Examination
    2018-09-17
  • S63 Uniform Securities Agent State Law Examination
    2004-07-24
Other Names
  • Esmeralda Rodriguez
  • Esmeralda Scott

View on SEC IAPD

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Other Investors

BRANDON BAS CURTIS
Cody Alan Guyer
Keith Wayne Patterson
Muna Malik
WESLEY OWEN BALES
JAMES BRYANT HAWRYLUK
DAVID BRYAN TEEL
Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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