Iaian L Filippini

Current Employers

Employment History

• 03/2010 → Present
  Filippini Wealth Management Inc.
  Santa Barbara, CA
• 08/2017 → 01/2018
  Silver Portal Capital Llc
  San Diego, CA
• 01/2018 → Present
  Rcx Capital Group, Llc
  The Woodlands, TX
• 12/2016 → Present
  Montecito Wealth Management, Llc
  Santa Barbara, CA
• 10/2025 → Present
  Alexander Capital, Lp
  Red Bank, NJ

Previous Registrations

• 2008-12-12 → 2011-12-20
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Montecito, CA
  Westlake Village, CA
• 2005-04-27 → 2008-12-12
  Eplanning Advisors Inc
  Roseville, CA
• 2004-08-10 → 2005-04-26
  Pacific West Financial Consultants Inc
  Carpinteria, CA
• 2004-02-10 → 2004-08-19
  Transamerica Financial Advisors, Llc
  Carpinteria, CA

Other Businesses

(1) OWNER/PRESIDENT OF "FILIPPINI WEALTH MANAGEMENT, INC. 1203 De La Vina Street, Santa Barbara, CA 93101" OFFERING ESTATE PLANNING, INSURANCE, REAL ESTATE, ACCOUNTING/ADMINISTRATION, AND TAX PREPARATION SERVICES SINCE 03/2010. INVESTMENT RELATED. APPROXIMATELY 120 HOURS WITH 20 DURING TRADING TIME SPENT. (2) OWNER/PRESIDENT OF "FILIPPINI REAL ESTATE BROKERAGE, INC.1203 De La Vina Street, Santa Barbara, CA 93101" OFFERING REAL ESTATE SERVICES. INVESTMENT RELATED. APPROXIMATELY 1 HOUR PER MONTH WITH 1 DURING TRADING SINCE 12/2016. (3) OWNER/PRESIDENT OF "FILIPPINI FINANCIAL GROUP, INC. 1203 De La Vina Street, Santa Barbara, CA 93101; BUSINESS IS INACTIVE. (4) MONTECITO WEALTH MANAGEMENT, LLC (DBA FILIPPINI INVESTMENT ADVISORY); INVESTMENT RELATED - YES; ADDRESS - 1203 De La Vina Street, Santa Barbara, CA 93101; NATURE - INVESTMENT ADVISORY BUSINESS; POSITION - CEO/INVESTMENT ADVISOR; START DATE - 12/2016; APPROXIMATE NUMBER OF HOURS PER MONTH - 80 WITH ALL DURING TRADING HOURS; DUTIES - INVESTMENT ADVISOR REPRESENTATIVE. (5) IAIAN INSURANCE AGENCY, INC.; INVESTMENT RELATED; 1203 De La Vina Street, Santa Barbara, CA 93101; INSURANCE AGENCY. LIFE INSURANCE, ANNUITIES, LTC, AND HEALTH INSURANCE. THIS ENTITY WILL BE A LICENCED INSURANCE AGENCY AND THE WRITING AGENT FOR ALL FIXED INSURANCE BUSINESS CURRENTLY BEING WRITTEN INDIVIDUALLY UNDER FILIPPINI WEALTH MANAGEMENT, INC.; EQUITY OWNER/CEO; 05/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 80 WITH 40 DURING TRADING HOURS; CEO AND INSURANCE AGENT. #6. 911 AT EASE INTERNATIONAL, INC.; NO; PO BOX 30363, SANTA BARBARA, CA 93130; 911 AEI EXISTS TO SUPPORT FIRST RESPONDERS AND THEIR FAMILIES, SO THEY CAN BE AT THEIR BEST TO SERVE THE COMMUNITY. THEY PROVIDE MENTAL HEALTH SERVICES TO FIRST RESPONDERS AT NO COST TO THE FIRSAT RESPONDERS; MEMBER OF THE BOARD OF DIRECTORS; 09/18/2023; 2 HOURS PER MONTH ALL DURING TRADING; MEMBER OF BOARD OF DIRECTORS,

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-09
• S65 Uniform Investment Adviser Law Examination
  2016-12-21
• S66 Uniform Combined State Law Examination
  2003-10-09

Other Names

• Iaian Lucas Flippini
• Ian Lucas Filippini
• Iaian L Filippini
• Ian L Filippini
• I L Filippini