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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-29 |
| CA | RA | APPROVED | 2018-02-14 |
| MI | RA | APPROVED | 2018-02-14 |
Branch Locations
497 Columbia Ave E Ste 15, Battle Creek, MI 49014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 12/2012 | 02/2018 |
| Lpl Financial Llc | Battle Creek | MI | 02/2018 | Present |
1. 02/14/2018 - Insurance Services Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 2003 - Time Spent 5% - Life, Health, Fixed Annuities. 2. 02/14/2018 - No Business Name - Investment Related - Battle Creek, MI - Real Estate Rental - Owner - Start Date 1992 - Time Spent 2%. 3. 03/20/2018 - Money Matters Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2009 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 9/10/2018 - Money Matters Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/04/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Fixed insurance. 5. 09/01/2021 - Moore Rental Properties and Services, Inc. - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 04/15/2021- 5 Hours Per Month/5 Hours During Securities Trading - Created a corporation for pervious approved Sole Proprietor Rental Houses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-07 |
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