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Christopher Scott Moore

LPl Financial LLC

Battle Creek, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-29
CA RA APPROVED 2018-02-14
MI RA APPROVED 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • CA RA
    APPROVED
    Since 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14

Branch Locations

497 Columbia Ave E Ste 15, Battle Creek, MI 49014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 12/2012 02/2018
Lpl Financial Llc Battle Creek MI 02/2018 Present
  • 12/2012 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Battle Creek, MI
Previous Registrations
  • 2012-12-18 → 2018-02-16
    Invest Financial Corporation
    Coldwater, MI
    Hastings, MI
    Wyoming, MI
    Battle Creek, MI
    Appleton, WI
  • 2010-08-03 → 2012-12-17
    Wrp Investments, Inc.
    Youngstown, OH
    Battle Creek, MI
  • 2005-01-18 → 2009-03-19
    Sii Investments, Inc.
    Battle Creek, MI
    Battle Creek, MI
Other Businesses

1. 02/14/2018 - Insurance Services Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 2003 - Time Spent 5% - Life, Health, Fixed Annuities. 2. 02/14/2018 - No Business Name - Investment Related - Battle Creek, MI - Real Estate Rental - Owner - Start Date 1992 - Time Spent 2%. 3. 03/20/2018 - Money Matters Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2009 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 9/10/2018 - Money Matters Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/04/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Fixed insurance. 5. 09/01/2021 - Moore Rental Properties and Services, Inc. - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 04/15/2021- 5 Hours Per Month/5 Hours During Securities Trading - Created a corporation for pervious approved Sole Proprietor Rental Houses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-10
S63 Uniform Securities Agent State Law Examination 2003-10-07
  • S66 Uniform Combined State Law Examination
    2005-01-10
  • S63 Uniform Securities Agent State Law Examination
    2003-10-07

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