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Ronald Heim

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Myers, FL

Fort Myers, FL

Honolulu, HI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
FL RA APPROVED 2017-07-28
HI RA APPROVED 2003-11-26
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • FL RA
    APPROVED
    Since 2017-07-28
  • HI RA
    APPROVED
    Since 2003-11-26

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Fort Myers, FL • United States

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 09/2003 Present
Bank Of America,Na Honolulu HI 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-25
  • S66 Uniform Combined State Law Examination
    2003-11-25
Other Names
  • Ron Heim

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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