Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-02-12
  • KY RA
    APPROVED
    Since 2010-02-12

Branch Locations

550 Euclid Ave, Lexington, KY 40502 • United States

3600 Walden Drive, Lexington, KY 40517 • United States

800 Eastern Bypass, Richmond, KY 40475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Lexington KY 12/2009 Present
Fifth Third Securities Lexington KY 02/2010 Present
  • 12/2009 → Present
    Fifth Third
    Lexington, KY
  • 02/2010 → Present
    Fifth Third Securities
    Lexington, KY
Previous Registrations
  • 2009-11-13 → 2009-11-24
    Lexington, KY
  • 2006-12-01 → 2009-11-13
    Natcity Investments, Inc.
    Lexington, KY
  • 2004-02-12 → 2005-07-26
    Waddell & Reed
    Louisville, KY
Other Businesses

COOPER PROPERTY MANAGEMENT NOT INVESTMENT RELATED 410 DARBY CREEK ROAD, APT B. LEXINGTON, KY 40509 - RENTAL PROPERTY - 6 HOURS/MONTH WILL NOT INTERFERE WITH DUTIES AT FIRM - PAY MORTGAGE, COLLECT RENT, MAINTENANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-10
S63 Uniform Securities Agent State Law Examination 2004-01-05
  • S65 Uniform Investment Adviser Law Examination
    2004-02-10
  • S63 Uniform Securities Agent State Law Examination
    2004-01-05
Other Names
  • Matt Cooper

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor