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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-16
WV RA APPROVED 2005-06-25
  • TX RA
    APPROVED_RES
    Since 2011-03-16
  • WV RA
    APPROVED
    Since 2005-06-25

Branch Locations

500 Virginia Street Suite 1090, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Charleston WV 06/2005 Present
Previous Registrations
  • 2005-05-13 → 2005-06-25
    Parker/Hunter Incorporated
    Charleston, WV
Other Businesses

1) Bob Burdette Center, Inc.; 1401 W. Washington Street, Charleston, WV 25387; A non-profit after school program housed in three locations on the west side of Charleston, WV; Board Member; Attend monthly meeting; Put on Fundraisers; start 07/2017; Not compensated. 2) Kanawha Lodge #20 AF&AM; Fraternal Lodge; 107 Hale Street, Charleston, WV 25301; start date 06/29/2009; Treasurer; I would have signature authority on the Lodge's checkbook and brokerage account. when the lodge requests a withdrawal or an investment, you would coordinate that with financial advisor; 2hr/month; Investment-related. 3) First Presbyterian Church Hope Center, Inc., Charleston, WV; mission of FPC Hope Center is to assist youth in transitioning out of foster care. Board Member: Duties include creating a strategic plan for the non profit and overseeing the initial organizing of the organization. Not compensated, not investment related, 2 hrs./month, 02/2022. 4) University of Charleston, Charleston, WV. Board Member (06/2023) - provide formal and informal advice and counsel to the Dean, Department Chair, and/or Program Director and their teams. Members will be advocates for the school. Not compensated, not investment related, 1 hour/month. 5) Kanawha Amateur Radio Club, Charleston, WV. Volunteer nonprofit organization of licensed radio amateurs. Program Director (01/2024) - schedule 8 guest speakers for some of the 12 monthly meetings. Not compensated, not investment related, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-11
  • S66 Uniform Combined State Law Examination
    2003-12-11

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