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Joshua David Van Wagenen

Charles Schwab & Co., Inc.

Colorado Springs, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-11-29
  • CO RA
    APPROVED
    Since 2021-11-29

Branch Locations

111 South Tejon Street Suite 109, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Colorado Springs CO 07/2010 06/2020
Usaa Financial Planning Services Colorado Springs CO 07/2010 11/2021
Usaa Investment Services Company Colorado Springs CO 01/2018 11/2021
Charles Schwab & Co., Inc. Lone Tree CO 11/2021 Present
Charles Schwab Bank Ssb Lone Tree CO 11/2021 Present
  • 07/2010 → 06/2020
    Usaa Financial Advisors Inc
    Colorado Springs, CO
  • 07/2010 → 11/2021
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 01/2018 → 11/2021
    Usaa Investment Services Company
    Colorado Springs, CO
  • 11/2021 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 11/2021 → Present
    Charles Schwab Bank Ssb
    Lone Tree, CO
Previous Registrations
  • 2018-01-08 → 2020-07-30
    Usaa Investment Services Company
    San Antonio, TX
    San Antonio, TX
    Phoenix, AZ
    Colorado Springs, CO
  • 2010-08-17 → 2018-01-08
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 2005-10-28 → 2010-08-04
    Lpl Financial Llc
    Colorado Springs, CO
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27
Designations
Other Names
  • Joshua David Vanwagenen

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

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