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Jonathan David Harris

Capital Client Group, Inc.

Carmel, IN

Fortville, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-03-08
  • IN RA
    APPROVED
    Since 2018-03-08

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Fortville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudent Expert, Llc Fishers IN 01/2015 02/2018
American Funds Carmel IN 02/2018 04/2020
American Funds Carmel IN 04/2020 04/2024
American Funds Carmel IN 04/2024 Present
  • 01/2015 → 02/2018
    The Prudent Expert, Llc
    Fishers, IN
  • 02/2018 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 04/2024
    American Funds
    Carmel, IN
  • 04/2024 → Present
    American Funds
    Carmel, IN
Previous Registrations
  • 2015-06-02 → 2018-02-13
    The Prudent Expert Llc
    Avon, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2018-05-04
Designations
Other Names
  • Jonathan D Harris
  • Jon David Harris

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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