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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
12537 15Th Avenue Ne Suite 107, Seattle, WA 98125 • United States
12537 15Th Avenue Ne Suite 107, Seattle, WA 98125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Seattle | WA | 07/2011 | 05/2022 |
| Financial Advocates Investment Management | Seattle | WA | 07/2011 | 05/2022 |
| Ameriprise Financial Services, Llc | Seattle | WA | 05/2022 | 04/2023 |
| Lpl Financial, Llc | Seattle | WA | 04/2023 | Present |
1) 04/2023 - Ash Brokerage - Non-Variable Insurance - Inv. Related - Seattle, WA - Agent selling life, disability, long term care, and fixed annuities insurance - Start Date 04/17/2023 - 5hrs/month 2) 04/2023 - TALLUS FINANCIAL INC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Seattle, WA - Owner - Start Date 03/15/2013 - 0hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-30 |
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