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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,Na Houston TX 11/2009 01/2021
Stifel Nicolaus & Co Inc Sugar Land TX 01/2021 Present
  • 11/2009 → 01/2021
    Bank Of America,Na
    Houston, TX
  • 01/2021 → Present
    Stifel Nicolaus & Co Inc
    Sugar Land, TX
Previous Registrations
Other Businesses

1. New York Institute of Technology; Northern Boulevard Old Westbury, NY 11568; University; Alumni Chapter Chair - Houston; Fostering engagement, networking and community among members; 08/11/2025; 4hrs/qtr; Not during securities trading hours; Not Investment related 2. Behind the Label; 1315 Woodfair Drive Richmond, TX 77406; Wine Education; Founder, Speaker, and Wine Curator; Hosting and public speaking; 04/15/2024; 4hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
  • S66 Uniform Combined State Law Examination
    2003-12-31
Designations

View on SEC IAPD

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