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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,Na | Houston | TX | 11/2009 | 01/2021 |
| Stifel Nicolaus & Co Inc | Sugar Land | TX | 01/2021 | Present |
1. New York Institute of Technology; Northern Boulevard Old Westbury, NY 11568; University; Alumni Chapter Chair - Houston; Fostering engagement, networking and community among members; 08/11/2025; 4hrs/qtr; Not during securities trading hours; Not Investment related 2. Behind the Label; 1315 Woodfair Drive Richmond, TX 77406; Wine Education; Founder, Speaker, and Wine Curator; Hosting and public speaking; 04/15/2024; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-31 |
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