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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-10 |
| RI | RA | APPROVED | 2026-04-09 |
Branch Locations
Cumberland, RI • United States
501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Cumberland | RI | 09/2011 | 05/2017 |
| Sii | Warwick | RI | 06/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Warwick | RI | 11/2018 | 08/2022 |
| Citizens Securities, Inc. | Johnston | RI | 08/2022 | 04/2026 |
| Mml Investors Services, Llc | East Providence | RI | 03/2026 | Present |
| Massmutual Life Insurance Company | East Providence | RI | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-13 |
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