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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
RI RA APPROVED 2026-04-09
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • RI RA
    APPROVED
    Since 2026-04-09

Branch Locations

Cumberland, RI • United States

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Cumberland RI 09/2011 05/2017
Sii Warwick RI 06/2017 11/2018
Royal Alliance Associates, Inc. Warwick RI 11/2018 08/2022
Citizens Securities, Inc. Johnston RI 08/2022 04/2026
Mml Investors Services, Llc East Providence RI 03/2026 Present
Massmutual Life Insurance Company East Providence RI 04/2026 Present
  • 09/2011 → 05/2017
    Lpl Financial
    Cumberland, RI
  • 06/2017 → 11/2018
    Sii
    Warwick, RI
  • 11/2018 → 08/2022
    Royal Alliance Associates, Inc.
    Warwick, RI
  • 08/2022 → 04/2026
    Johnston, RI
  • 03/2026 → Present
    East Providence, RI
  • 04/2026 → Present
    Massmutual Life Insurance Company
    East Providence, RI
Previous Registrations
  • 2022-08-22 → 2026-04-08
    Woburn, MA
    Johnston, RI
    Johnston, RI
    Johnston, RI
    Woburn, MA
    Cumberland, RI
  • 2018-11-02 → 2022-08-22
    Warwick, RI
  • 2017-06-20 → 2018-11-02
    Signator Investors, Inc.
    Warwick, RI
  • 2011-10-12 → 2017-06-13
    San Diego, CA
    Cumberland, RI
  • 2009-10-23 → 2011-11-01
    Boston, MA
    Worcester, MA
    Lincoln, RI
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Lincoln, RI
    Lincoln, RI
    Lincoln, RI
    Worcester, MA
  • 2004-07-15 → 2004-10-20
    Quick & Reilly, Inc.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-13
  • S66 Uniform Combined State Law Examination
    2004-07-13
Other Names
  • Randall David Scholl

View on SEC IAPD

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