Best Investors Account Sign in

Kelly S Witters

Ubs Financial Services Inc.

Oklahoma City, OK

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-30
  • OK RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

4801 Gaillardia Pkwy Building C, Suite 100, Oklahoma City, OK 73142-1890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Oklahoma City OK 10/2007 11/2017
Ubs Financial Services Oklahoma OK 11/2017 Present
  • 10/2007 → 11/2017
    Merrill Lynch
    Oklahoma City, OK
  • 11/2017 → Present
    Ubs Financial Services
    Oklahoma, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-15
  • S66 Uniform Combined State Law Examination
    2005-11-15
Other Names
  • Kelly Sue Danek
  • Kelly Sue Danek
  • Kelly Sue Witters
  • Kelly S Witters

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOURPATH CAPITAL MANAGEMENT, LLC
G. DEWAYNE MCANALLY
EDWARD JONES

Other Investors

Matthew Kyle Sanders
Scott Morrison Mullins
Bridgette Nicole Hundon
Peyton j Henry
ROBERT COLLINS RYLAND
DAWN M MASLAR
CARRIE K NICHOLS
Brandy M Webster

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK
FOURPATH CAPITAL MANAGEMENT, LLC · OKLAHOMA CITY, OK

More in Oklahoma City, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor