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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
7222 Commerce Ctr Dr Ste 108, Colorado Springs, CO 80919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 03/2007 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 02/2007 | 08/2023 |
| Strategic Financial Partners | Colorado Springs | CO | 02/2007 | 07/2023 |
| Everoak Wealth Co., Llc | Colorado Spgs | CO | 04/2022 | Present |
| Cetera Wealth Services, Llc | Colorado Springs | CO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. ASH BROKERAGE - FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: 7222 COMMERCE CENTER DR, STE 108, COLORADO SPGS CO 80919-2631, United States DESCRIPTION: This is a brokerage outlet that we use for fixed insurance business 2. EVEROAK WEALTH CO., LLC POSITION: Partner NATURE: FINANCIAL SERVUCES, INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2022 ADDRESS: 7222 COMMERCE CENTER DR, STE 108, COLORADO SPGS CO 80919-2631, United States DESCRIPTION: EverOak Wealth Co., LLC, DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: EVEROAK FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-PROFIT, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP:, BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF FOUNDATION ASSETS AND DETERMINING WHAT CAUSES/ORGANIZATIONS THE FOUNDATION WILL SUPPORT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-06 |
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