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Stephen Todd Anderson

J.P. Morgan Securities LLC

Carmel, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-07-06
TX RA APPROVED_RES 2017-07-06
  • IN RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED_RES
    Since 2017-07-06

Branch Locations

14801 Thatcher Ln, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 11/1999 06/2017
Schwab Private Client Investment Advisory, Inc. Indianapolis IN 01/2012 06/2017
Jp Morgan Securities,Llc Carmel IN 06/2017 Present
  • 11/1999 → 06/2017
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 01/2012 → 06/2017
    Schwab Private Client Investment Advisory, Inc.
    Indianapolis, IN
  • 06/2017 → Present
    Jp Morgan Securities,Llc
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-27
S63 Uniform Securities Agent State Law Examination 2000-06-01
  • S66 Uniform Combined State Law Examination
    2003-02-27
  • S63 Uniform Securities Agent State Law Examination
    2000-06-01
Other Names
  • Mr. Todd Anderson

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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