Matthew Richard Cloutier

Current Employers

Employment History

• 06/2003 → 01/2022
  United/Mutual Of Omaha
  Englewood, CO
• 01/2022 → 06/2024
  Securities America, Inc.
  Golden, CO
• 01/2022 → 06/2024
  Securities America Advisors
  Littleton, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Littleton, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Littleton, CO

Previous Registrations

• 2022-01-10 → 2024-06-14
  Securities America Advisors, Inc.
  Littleton, CO
• 2008-04-28 → 2022-02-04
  Mutual Of Omaha Investor Services, Inc.
  Denver, CO
  Lakewood, CO
  Englewood, CO
  Littleton, CO
  Lakewood, CO

Other Businesses

1. GOLDEN WEALTH SOLUTIONS POSITION: Support NATURE: Marketing / DBA Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2003 ADDRESS: 10390 Bradford Rd, Suite 209, Littleton CO 80127, United States DESCRIPTION: Assist the owner, Michael Herman, with business marketing and operations, staff support. Use the brand for public facing marketing materials which are approved first thru AdTrax. 2. 9691 PROPERTY MANAGEMENT, LLC POSITION: Passive NATURE: Rental income property - Owned within LLC 9691 Property Management, LLC, which is holding company owned joint by Matthew R. Cloutier and Maegan R. Cloutier. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2009 ADDRESS: 9691 Chatfield Ave, B, Littleton CO 80127 DESCRIPTION: Spouse collects rent from tenant and that is about it. Same tenant for 5 years, no plan on moving, renewal of lease year to year. Upon tenant placement (date unknown) then clean property and have new tenant move in. 3. OSAIC WEALTH, INC. POSITION: IAR NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2022 ADDRESS: 10390 Bradford Rd, Suite 209, Littleton CO 80127, United States DESCRIPTION: investment advisory business, managed mutual funds, fee based accounts, investment management services thru third party money managers 4. SELF POSITION: arbitrator NATURE: FINRA non-public arbitrator INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 10390 Bradford Rd, Suite 209, Littleton CO 80127 DESCRIPTION: Accepted to be a FINRA arbitrator in cases related to securities business. No current compensation and if and when selected to panel, the minimal honorarium of $250 / day (4 hour hearing) would be paid along with reasonable expense reimbursement. Likely less than 1 case per year. 5. SELF POSITION: FINRA Arbitrator NATURE: FINRA Arbitrator, serving on arbitration panels for FINRA. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 10390 Bradford Rd, Suite 209, Littleton CO 80127, United States DESCRIPTION: FINRA arbitrators are highly engaged, dynamic individuals who aid their communities and enhance their professional lives by resolving securities-related disputes. Develop skills, serve the community and supplement your income. No previous arbitration, securities or legal experience is required to apply--just five years of paid work experience and two years of college-level credits. 6. INFRE POSITION: Board Member NATURE: Joined the Board of Standards and Policy Development (BOS) team. It is a non-paid board position to develop and recommend procedures for the InFRE organization. A financial education and credentialing company. The time commitment is less than 10 hours per year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2026 ADDRESS: P.O. Box 524, Barrington IL 60011-0524, United States DESCRIPTION: The CRCBoard of Standards and Policy Development (BOS) is the policy-making and oversight body of Certified Retirement Counselor(CRC) certification. The purpose of the BOS is to independently establish the governing rules and regulations related to the CRCprogram, make determinations regarding eligibility and all essential certification decisions, and provide mediation and interpretations for the program as needed by staff and volunteer committees. In addition, the BOS regulates the use of the Certified Retirement Counselor(CRC) marks through trademark law by authorizing individuals who meet its certification requirements to use the marks. The BOS consists of individuals with various experiences and backgrounds that represent stakeholder groups working in the public interest.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-04-06
• S65 Uniform Investment Adviser Law Examination
  2008-04-25