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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-04
TX RA APPROVED_RES 2026-05-04
  • CO RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED_RES
    Since 2026-05-04

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Boulder CO 03/2019 12/2022
Unemployed Denver CO 08/2015 02/2019
Robert W. Baird & Co. Incorporated Boulder CO 01/2023 04/2026
Morgan Stanley Denver CO 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
S63 Uniform Securities Agent State Law Examination 2003-10-05
  • S66 Uniform Combined State Law Examination
    2020-01-24
  • S63 Uniform Securities Agent State Law Examination
    2003-10-05
Other Names
  • Seema Kumar
  • Seema Kumar

View on SEC IAPD

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