James Michael Fritz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 03/2021
  Td Ameritrade
  Fort Lauderdale, FL
• 03/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Fort Lauderdale, FL
• 03/2021 → Present
  J.P. Morgan Securities Llc
  Fort Lauderdale, FL

Previous Registrations

• 2011-04-28 → 2021-03-09
  Td Ameritrade, Inc.
  Fort Lauderdale, FL
• 2011-05-13 → 2021-03-09
  Td Ameritrade Investment Management, Llc
  Fort Lauderdale, FL
  Ft. Lauderdale, FL
• 2009-12-17 → 2010-12-16
  Morgan Stanley
  Boca Raton, FL
• 2008-07-11 → 2009-09-18
  Bny Mellon Securities Corporation
  Tampa, FL
  West Palm Beach, FL
  Ft. Lauderdale, FL
  West Palm Beach, FL
  Tampa, FL
• 2006-08-08 → 2007-07-12
  Truist Investment Services, Inc.
  Boca Raton, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-12-27
• S66 Uniform Combined State Law Examination
  2006-08-04

Other Names

• James Michael Fritz
• Jim Michael Fritz
• Jimmy Michael Fritz
• Jim Michael Fritz