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James Michael Fritz

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
FL RA APPROVED 2021-03-12
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • FL RA
    APPROVED
    Since 2021-03-12

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Lauderdale FL 04/2011 03/2021
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 03/2021 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 03/2021 Present
  • 04/2011 → 03/2021
    Td Ameritrade
    Fort Lauderdale, FL
  • 03/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 03/2021 → Present
    J.P. Morgan Securities Llc
    Fort Lauderdale, FL
Previous Registrations
  • 2011-04-28 → 2021-03-09
    Td Ameritrade, Inc.
    Fort Lauderdale, FL
  • 2011-05-13 → 2021-03-09
    Td Ameritrade Investment Management, Llc
    Fort Lauderdale, FL
    Ft. Lauderdale, FL
  • 2009-12-17 → 2010-12-16
    Morgan Stanley
    Boca Raton, FL
  • 2008-07-11 → 2009-09-18
    Bny Mellon Securities Corporation
    Tampa, FL
    West Palm Beach, FL
    Ft. Lauderdale, FL
    West Palm Beach, FL
    Tampa, FL
  • 2006-08-08 → 2007-07-12
    Truist Investment Services, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-27
S66 Uniform Combined State Law Examination 2006-08-04
  • S63 Uniform Securities Agent State Law Examination
    2009-12-27
  • S66 Uniform Combined State Law Examination
    2006-08-04
Other Names
  • James Michael Fritz
  • Jim Michael Fritz
  • Jimmy Michael Fritz
  • Jim Michael Fritz

View on SEC IAPD

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LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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