Best Investors Account Sign in
Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-09-29
  • NC RA
    APPROVED
    Since 2021-09-29

Branch Locations

703 Green Valley Road Suite 201, Greensboro, NC 27408 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. Greensboro NC 12/2001 05/2019
Dmj & Co., Pllc Greensboro NC 07/1978 Present
Dmj Wealth Advisors, Llc Greensboro NC 05/2019 04/2021
Dmj Wealth Advisors, Llc Greensboro NC 12/2001 04/2021
Beacon Pointe Advisors, Llc Greensboro NC 09/2021 Present
  • 12/2001 → 05/2019
    Proequities, Inc.
    Greensboro, NC
  • 07/1978 → Present
    Dmj & Co., Pllc
    Greensboro, NC
  • 05/2019 → 04/2021
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 12/2001 → 04/2021
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 09/2021 → Present
    Greensboro, NC
Previous Registrations
  • 2019-06-03 → 2021-05-10
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 2002-05-31 → 2019-06-03
    Concourse Financial Group Securities, Inc.
    Greensboro, NC
    Greensboro, NC
Other Businesses

1. DMJ Properties of Greensboro, LLC. Position: Passive Partner. Nature: Commercial real estate. Investment related: No. Number of hours: 1 hour per week. Hours spent during trading hours per week: 1 per week. Start date: 10/1986. Greensboro, NC. Description: LLC that owns commercial real estate 2. DMJ Wilmington Properties, LLC. Position: Passive Partner. Nature: Commercial real estate. Investment related: No. Number of hours: 1 hour per week. Hours spent during trading hours per week: 0 per week. Start date: 02/2021. Greensboro, NC. Description: LLC that owns commercial real estate 3. DMJ & Co., PPLC. Position: Partner. Nature: CPA Firm. Investment related: No. Number of hours: 40+ per week. Number of hours during trading hours: 40+ per week. Start date: 11/1984. Greensboro, NC. Description: CPA Firm. 4.NOAH'S ARK INVESTMENT CLUB,NOT INVESTMENT RELATED, BOOKKEEPING AND TAX RETURN PREPARATION, PARTNER,STARTED 10/1/79, 5 HRS/MO. Greensboro, NC. 5. Greensboro Urban Ministry. Position: Finance Committee. Nature: NPO 501c3. investment related: No. Number of hours: 1 hour per week. Hours spent during trading hours per week: 1 per week. Start date: 7/2021. Greensboro, NC. Description: Finance committee duties for a 501c3. 6. Community Foundation of Greater Greensboro. Position: Finance Committee. Nature: NPO 501c3. investment related: No. Number of hours: 1 hour per week. Hours spent during trading hours per week: 1 per week. Start date: 7/2021. Greensboro, NC. Description: Finance committee duties for a 501c3. 7. Forge. Position: Treasurer. Nature: NPO 501c3. investment related: No. Number of hours: 2 hour per week. Hours spent during trading hours per week: 2 per week. Start date:04/2019. Greensboro, NC. Description: Board duties for a 501c3. 8. Arts Greensboro. Position: Treasurer. Nature: NPO 501c3. investment related: No. Number of hours: 2 hour per week. Hours spent during trading hours per week: 2 per week. Start date:07/2019. Greensboro, NC. Description: Board duties for a 501c3.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-13
  • S66 Uniform Combined State Law Examination
    2002-05-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor