Best Investors
Account
Sign in
Best Investors
Account
Sign in
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-25 |
Branch Locations
Cwm Retail, Sales 12948 Saratoga-Sunnyvale Road, Saratoga, CA 95070 • United States
Citi Retail Banking 3755 El Camino Real, Santa Clara, CA 95051 • United States
Cwm Retail, Sales 19300 Stevens Creek Boulevard, Cupertino, CA 95014 • United States
Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain View | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain View | CA | 11/2016 | 05/2019 |
| Citigroup | Milpitas | CA | 02/2020 | Present |
| Decentralized Finance Labs | Milpitas | CA | 03/2019 | 02/2020 |
RENTAL PROPERTY; INV. RELATED; DISCOVERY BAY, CA; CO-OWNER; START DATE 3/27/13; 0 HRS PER MONTH. ///// RENTAL PROPERTY; INV. RELATED; OAKLEY, CA; CO-OWNER; START DATE 8/21/12; 0 HRS PER MONTH. ///// RENTAL PROPERTY; INV. RELATED; DANVILLE, CA; CO-OWNER; START DATE 9/13/13; 0 HRS PER MONTH. ///// RENTAL PROPERTY; INV. RELATED; MORGAN HILL, CA; CO-OWNER; START DATE 10/24/12; 0 HRS PER MONTH.///// Rental Property - San Jose, CA; Investment-related; Started: 2/15/2022; Title: Co-owner; Duties: My husband is managing the house. I am just a co-owner of the house.; 0 hours are devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-29 |
Reach out to this advisor