Patrick Dean Rase

Current Employers

Employment History

• 09/2003 → 01/2025
  Lincoln Financial
  Lexington, KY
• 07/2008 → 01/2025
  Lincoln Financial Securities Corp
  Lexington, KY
• 01/2025 → Present
  Osaic Wealth, Inc.
  Lexington, KY

Previous Registrations

• 2006-11-06 → 2025-01-24
  Osaic Fs, Inc.
  Lexington, KY
  Lexington, KY
  Lexington, KY

Other Businesses

1. THOROUGHBRED FINANCIAL POSITION: Manager NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2003 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: I manage agents in their life insurance and annuity business. I recruit new agents to work with the Thoroughbred Agency. I sell insurance and annuity (fixed and index) products myself. I started the management role 2/1/07. 2. THOROUGHBRED FINANCIAL AGENCY AIMCOR POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: I will run a life insurance agency that offers life insurance products we will get some of our products through a relationship with Aimcor. I will pay a monthly fee to improve our product offerings. 3. THOROGHBRED FINANCIAL AGENCY POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/28/2013 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: I run the agency. I will lead CE meetings and also training meetings that may not be considered for CE. 4. MINISTER-FILL IN POSITION: Minister NATURE: Religion INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2021 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: Fill in to preach, do weddings and funerals when asked. 5. P. DEAN RASE- EXECUTOR POSITION: Executor NATURE: Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: I will settle the estate. 6. RASE IRREV. GIFTING TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: Be trustee of Trust. 7. P. DEAN RASE LIFE SETTLEMENT POSITION: Agent NATURE: Life Settlements INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2011 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: When an agent approaches me needing help with a life settlement case, I will contact the brokerage firm that Thoroughbred Financial uses and helps the agent to see if it is a proper fit. 8. P. DEAN RASE HEALTH INS POSITION: Self NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: If I have a client needing P/C insurance or health insurance, then I refer them and split the commission since I am licensed. 9. RASE RENTALS LLC A POSITION: Partner-Limited NATURE: LLC- Rentals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: Give financials to CPA at the end of the year. Pay bills. 10. RASE RENTALS LLC B POSITION: Partner- Limited NATURE: LLC- Rentals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: Prepare financials for the CPA and pay bills. 11. RASE RENTALS LLC C POSITION: Partner- Limited NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington, KY 40509 DESCRIPTION: I will prepare financials to give to CPA and I will pay bills.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-27
• S63 Uniform Securities Agent State Law Examination
  2003-11-07

Other Names

• P Dean Rase
• Dean Rase