Brian A Lavalle

Current Employers

Employment History

• 03/2003 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2003 → Present
  Northwestern Mutual Investment Services, Llc
  Chesterfield, MO
• 01/2010 → Present
  Northwestern Mutual Investment Services, Llc
  Chesterfield, MO
• 01/2014 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) BALAVALLE PROPERTIES, LLC; NON-INVESTMENT RELATED; 6361 KNIGHTSBRIDGE LN MILLSTADT, IL 62260; REAL-ESTATE OWNERSHIP; 100% OWNER; STARTED 10-2005; APPROX 1 HOUR PER MONTH DURING NON TRADING HOURS; DUTIES INCLUDE OWNERSHIP AND ACCOUNTING ACTIVITIES. 3) ELM TREE DEVELOPMENT, LLC, 809 E PEARCE BLVD WENTZVILLE, MO 63385, 33.3% OWNER, REAL ESTATE OWNERSHIP/DEVELOPMENT, 1 HOUR DEDICATED PER MONTH, NO ANTICIPATED INCOME. 4) 100% OWNER, KUDU338, LLC, LEGAL ENTITY, START DATE: 02/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 5) LACO ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6) HOLLOW POINT VALLEE, LLC, 6361 KNIGHTS BRIDGE RD, MILLSTADT, , ILLINOIS, 62260, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/20/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND / PROPERTY MAINTENANCE. INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-29
• S63 Uniform Securities Agent State Law Examination
  2003-10-07