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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-05-21 |
Branch Locations
5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-10 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
7800 E. Union Ave Suite 450, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Denver | CO | 04/2009 | Present |
| Western Wealth Management, Llc | Denver | CO | 06/2016 | Present |
1. 5/19/2009: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Independent Insurance Agency Fixed Products. 2. 1/29/2010: JTH Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/12/2012: Hasson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 10/15/2015: WESTERN WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/18/2015 - 100 Hours Per Month During Securities Trading. 5. 10/15/2015: WESTERN WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/18/2015 - 100 Hours Per Month During Securities Trading - IAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-09 |
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