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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-27 |
Branch Locations
161 Worcester Road Suite 102, Framingham, MA 01701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Natick | MA | 06/2016 | 02/2018 |
| Td Ameritrade, Inc. | Framingham | MA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Framingham | MA | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Framingham | MA | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Framingham | MA | 07/2022 | Present |
1) Salon Moxie, LLC | Investment Related:No|89 Main St Suite 106|Medway|Massachusetts|2053|USA|Other|owner / helper|11/3/2020|Less than 20|0.000000|My wife opened a salon and she put me on as a part owner. i do not have any responsibilities for the salon other than helping her clean it on Sundays. she hasn't opened a bank checking act or savings act for it at this time, she will. we haven't decided if i'll be on the acts at this time...my guess is i'll be an authorized user to help with bill paying.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-22 |
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