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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-24
  • TX RA
    APPROVED_RES
    Since 2026-04-24

Branch Locations

8181 E Tufts Ave Ste 520, Denver, CO 80237-2580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2009 03/2020
American Enterprise Investment Services Inc. (26506) Minneapolis MN 04/2022 08/2023
Riversource Distributors, Inc. (139135) Minneapolis MN 04/2022 08/2023
Ameriprise Financial Services, Llc Denver CO 03/2020 Present
Ameriprise Financial Services, Llc Denver CO 01/2026 Present
  • 09/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 04/2022 → 08/2023
    American Enterprise Investment Services Inc. (26506)
    Minneapolis, MN
  • 04/2022 → 08/2023
    Riversource Distributors, Inc. (139135)
    Minneapolis, MN
  • 03/2020 → Present
    Denver, CO
  • 01/2026 → Present
    Denver, CO
Previous Registrations
Other Businesses

Outside Employment; Lone Tree Wealth Management; Registered staff person for advisor's practice with payment through the LLC.; Manage advisory business; 8181 E Tufts Ave Ste 520, , Denver, CO, 80237; Investment-Related; 01/28/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-06
  • S66 Uniform Combined State Law Examination
    2007-11-06
Other Names
  • Patrick James Southard

View on SEC IAPD

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