Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-10-01 |
Branch Locations
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
200 S. Pine Island Rd, Floor 02, Plantation, FL 33324 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plantation | FL | 10/2012 | Present |
Entity Name: Moats Corporation Investment related: N "Address: Moats Corporation 7625 17th St SW Vero Beach, FL 32968" Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMC. Retail business for new wellness products which may involve filing patent applications for new products. 50% owner.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-13 |
| S66 | Uniform Combined State Law Examination | 2003-10-07 |
Reach out to this advisor