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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-31
OR RA APPROVED 2025-07-23
CA RA APPROVED 2025-07-17
NV RA APPROVED 2025-07-17
  • AZ RA
    APPROVED
    Since 2025-07-31
  • OR RA
    APPROVED
    Since 2025-07-23
  • CA RA
    APPROVED
    Since 2025-07-17
  • NV RA
    APPROVED
    Since 2025-07-17

Branch Locations

2221 Palo Verde Ave. Suite 2D, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Long Beach CA 04/2004 Present
Brad Garofalo Insurance Agency Long Beach CA 01/2007 Present
State Farm Investment Management Corp. Long Beach CA 02/2019 08/2019
State Farm Investment Management Corp Long Beach CA 07/2025 Present
Other Businesses

1) Brad C Garofalo Insurance Agency; Investment-related;2221 Palo Verde Ave Ste 2D Long Beach, CA 90815-2361 ; Insurance (State Farm Mutual Automobile Insurance CompIany and its affiliates); Owner; Agent12/01/2003;; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-11
S63 Uniform Securities Agent State Law Examination 2003-08-08
  • S65 Uniform Investment Adviser Law Examination
    2025-07-11
  • S63 Uniform Securities Agent State Law Examination
    2003-08-08
Other Names
  • Gardfalo Brad
  • Bradley Christian Garofalo
  • Bradley Christian Gardfalo

View on SEC IAPD

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