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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-08-02 |
| MO | RA | APPROVED | 2003-12-01 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 06/2003 | Present |
| Bank Of America, N.A. | Clayton | MO | 12/2009 | Present |
I*83628 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63139 NATURE OF BUSINESS: OTHER,I HAVE ONE RENTAL HOUSE IN THE CITY OF ST. LOUIS POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 9/1/1997 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN RENTAL PROPERTY AND MAINTAIN IT. I AM NOT RENTING TO CLIENTS I*62933 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DE SMET JESUIT HIGH SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63141 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/3/2001 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN RELATIONSHIPS WITH ALUMNI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-12 |
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