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Cindy X Chin

Cooper Mcmanus

Irvine, CA

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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2024-08-26
  • CA RA
    APPROVED_RES
    Since 2024-08-26

Branch Locations

9870 Research Drive, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 03/2015 12/2023
Brook Street Relaty Newport Beach CA 11/2012 12/2020
Cambridge Investment Research, Inc. Fairfield IA 01/2024 Present
Cooper Mcmanus Irvine CA 01/2024 Present
  • 03/2015 → 12/2023
    Crown Capital Securities, Lp
    Orange, CA
  • 11/2012 → 12/2020
    Brook Street Relaty
    Newport Beach, CA
  • 01/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2024 → Present
    Irvine, CA
Previous Registrations
  • 2015-03-24 → 2023-12-31
    Crown Capital Securities, L.P.
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
    Orange, CA
    Laguna Hills, CA
    Laguna Hills, CA
    Newport Beach, CA
    Orange, CA
  • 2011-10-10 → 2015-02-02
    Concert Wealth Management
    Irvine, CA
    San Jose, CA
  • 2008-10-09 → 2011-09-22
    Newport Beach, CA
    Carlsbad, CA
  • 2004-04-08 → 2008-01-24
    New York, NY
  • 2002-06-10 → 2003-11-20
    Chase Investment Services Corp.
    New York, NY
Other Businesses

1. ROYAL GLOBAL ASSET MANAGEMENT LLC DBA CINDY CHIN REALTY INTL, 19200 Von Karmen Ave, Suite 400, Irvine CA 92612, United States, Owner, Real Estate, NIR, 120 HR/MO - 30 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-02
  • S66 Uniform Combined State Law Examination
    2001-01-02
Other Names
  • Xiaoqin Cindy Cheng
  • Cindy Xiaoqin Chin
  • Xiaoqin Chin
  • Xiaoqin Cindy Cheng
  • Cindy X Chin
  • Xiaoqin C Chin
  • Xiaoqin C. Chin

View on SEC IAPD

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