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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2024-08-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 03/2015 | 12/2023 |
| Brook Street Relaty | Newport Beach | CA | 11/2012 | 12/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Cooper Mcmanus | Irvine | CA | 01/2024 | Present |
1. ROYAL GLOBAL ASSET MANAGEMENT LLC DBA CINDY CHIN REALTY INTL, 19200 Von Karmen Ave, Suite 400, Irvine CA 92612, United States, Owner, Real Estate, NIR, 120 HR/MO - 30 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-02 |
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