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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-07
  • NC RA
    APPROVED
    Since 2020-05-07

Branch Locations

707 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 06/2003 01/2018
Bb&T Securities, Llc Greensboro NC 01/2018 01/2020
Raymond James Financial Services, Inc. High Point NC 05/2020 Present
Raymond James Financial Services Advisors, Inc. High Point NC 05/2020 Present
Pinnacle Financial Partners Greensboro NC 02/2020 Present
  • 06/2003 → 01/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 01/2020
    Bb&T Securities, Llc
    Greensboro, NC
  • 05/2020 → Present
    Raymond James Financial Services, Inc.
    High Point, NC
  • 05/2020 → Present
    High Point, NC
  • 02/2020 → Present
    Pinnacle Financial Partners
    Greensboro, NC
Previous Registrations
  • 2018-01-02 → 2020-01-30
    Bb&T Securities, Llc
    Charlotte, NC
    Greensboro, NC
  • 2006-03-21 → 2018-01-02
    Bb&T Investment Services, Inc.
    Greensboro, NC
    Charlotte, NC
    Charlotte, NC
  • 2005-01-07 → 2006-03-21
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

(1) Name of Business: Pinnacle Financial Partners Address: 707 Green Valley Rd, Greensboro , NC, 27410, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor-Help Clients with Banking options

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-17
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S65 Uniform Investment Adviser Law Examination
    2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28
Other Names
  • Haskell Hubert Shelton

View on SEC IAPD

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