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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 06/2003 | 01/2018 |
| Bb&T Securities, Llc | Greensboro | NC | 01/2018 | 01/2020 |
| Raymond James Financial Services, Inc. | High Point | NC | 05/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | High Point | NC | 05/2020 | Present |
| Pinnacle Financial Partners | Greensboro | NC | 02/2020 | Present |
(1) Name of Business: Pinnacle Financial Partners Address: 707 Green Valley Rd, Greensboro , NC, 27410, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor-Help Clients with Banking options
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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