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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-22
AL RA APPROVED 2013-11-05
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • AL RA
    APPROVED
    Since 2013-11-05

Branch Locations

220 Wynn Dr Nw, Huntsville, AL 35893 • United States

200 Davis Circle Sw, Huntsville, AL 35801 • United States

5216 Mills Rd, Redstone Arsenal, AL 35808 • United States

Bldg 3227, Redstone Arsenal, AL 35808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redstone Federal Credit Union Huntsville AL 03/2004 Present
Lpl Financial Llc Huntsville AL 10/2013 Present
  • 03/2004 → Present
    Redstone Federal Credit Union
    Huntsville, AL
  • 10/2013 → Present
    Huntsville, AL
Previous Registrations
  • 2005-11-03 → 2013-11-06
    Cetera Investment Services Llc
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Decatur, AL
    Madison, AL
    Huntsville, AL
    Huntsville, AL
Other Businesses

1. 11/5/2013 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name REDSTONE BROKERAGE SERVICES - Investment Related - At Reported Business Location(s) 2. 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Redstone Federal Credit Union - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 2004-01-31
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    2004-01-31
Other Names
  • Lara Louise Lively
  • Lara Louise Williams
  • Lara W. Beene

View on SEC IAPD

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