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Tsunghsin Chen

Allstate Financial Advisors, LLC

San Diego, CA

CRD 4683728

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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-30
  • CA RA
    APPROVED
    Since 2021-09-30

Branch Locations

7323 Convoy Ct Ste B111, San Diego, CA 92111-1129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cathay Bank San Diego CA 10/2003 08/2021
Cetera Investment Services Llc St. Cloud MN 10/2006 02/2017
Cetera Investment Advisers Llc San Diego CA 01/2014 02/2017
Lpl Financial Llc San Diego CA 02/2017 09/2017
Cetera Investment Services Llc St Cloud MN 09/2017 08/2021
Cetera Investment Advisers Llc San Diego CA 09/2017 08/2021
Allstate Insurance Co Northbrook IL 09/2021 Present
Allstate Financial Services, Llc Lincoln NE 09/2021 Present
Allstate Financial Advisors, Llc Lincoln NE 09/2021 Present
  • 10/2003 → 08/2021
    Cathay Bank
    San Diego, CA
  • 10/2006 → 02/2017
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 02/2017
    San Diego, CA
  • 02/2017 → 09/2017
    San Diego, CA
  • 09/2017 → 08/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2017 → 08/2021
    San Diego, CA
  • 09/2021 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 09/2021 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 09/2021 → Present
    Lincoln, NE
Previous Registrations
  • 2017-09-25 → 2021-08-10
    San Diego, CA
  • 2017-03-01 → 2017-09-25
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2014-01-21 → 2017-02-28
    San Diego, CA
  • 2006-10-10 → 2014-01-21
    Cetera Investment Services Llc
    San Diego, CA
  • 2004-09-14 → 2006-10-06
    Uvest Financial Services Group, Inc.
    San Diego, CA
    Los Angeles, CA
Other Businesses

RENTAL HOUSE POSITION: co-owner of the rental property NATURE: Rental property (residential) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 14891 Summerbreeze Way, San Diego CA 92128, United States DESCRIPTION: Tenant management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-14
  • S66 Uniform Combined State Law Examination
    2003-10-14
Other Names
  • Vincent Chen

View on SEC IAPD

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