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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-24
MN RA APPROVED 2020-08-19
  • TX RA
    APPROVED_RES
    Since 2023-10-24
  • MN RA
    APPROVED
    Since 2020-08-19

Branch Locations

7601 France Ave S Ste 620, Edina, MN 55435-5968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 08/2009 06/2020
Thrivent Financial For Lutherans Appleton WI 08/2009 06/2020
Ameriprise Financial Services, Llc Edina MN 07/2020 Present
Previous Registrations
Other Businesses

Outside Employment; BDLR Group, Inc.; Register team member - AFA; Manage advisory business; 7601 France Ave, , Edina, MN, 55435; Investment-Related; 07/31/2020; 60 hours per month; 60 during trading hours / Dovetail Group LLC; Registered Team Member AFA; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S66 Uniform Combined State Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Zach Bakke

View on SEC IAPD

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