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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-09 |
| HI | RA | APPROVED | 2019-07-23 |
Branch Locations
1003 Bishop Street Suite 1240, Honolulu, HI 96813 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Honolulu | HI | 07/2010 | 10/2018 |
| Royal Alliance Associates, Inc. | Honolulu | HI | 11/2018 | 07/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2019 | Present |
1. WEALTH MANAGING PARTNERS, 1003 BISHOP ST, HONOLULU, HI, STE 1240, 07/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/WK-0/TRADING. 2.WEALTH MANAGING PARTNERS, 1003 BISHOP ST, HONOLULU, HI, STE 1240, 07/2019. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-30/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-8/WK-5/TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-08 |
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