Justin Kern

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-03
UT	RA	APPROVED	2022-10-03
MN	RA	APPROVED	2022-09-21

TX RA
APPROVED

Since 2022-10-03
UT RA
APPROVED

Since 2022-10-03
MN RA
APPROVED

Since 2022-09-21

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Boston	MA	01/2009	02/2020
E*Trade Capital Management Llc	Boston	MA	01/2009	02/2020
E*Trade Securities Llc	Boston	MA	02/2020	09/2022
E*Trade Capital Management Llc	Boston	MA	02/2020	09/2022
Morgan Stanley Smith Barney Llc	Wellesley	MA	09/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2022	Present

01/2009 → 02/2020

E*Trade Securities Llc

Boston, MA
01/2009 → 02/2020

E*Trade Capital Management Llc

Boston, MA
02/2020 → 09/2022

E*Trade Securities Llc

Boston, MA
02/2020 → 09/2022

E*Trade Capital Management Llc

Boston, MA
09/2022 → Present

Morgan Stanley Smith Barney Llc

Wellesley, MA
11/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-01-29 → 2022-09-30

Harrisdirect Llc

Arlington, VA

Boston, MA

Boston, MA
2004-07-29 → 2004-11-15

Ladenburg Thalmann Asset Management Inc

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-27

S66 Uniform Combined State Law Examination

2009-01-27

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews