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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-06
CA RA APPROVED 2011-04-29
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • CA RA
    APPROVED
    Since 2011-04-29

Branch Locations

101 S. Kraemer Blvd., Suite 204, Placentia, CA 92870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2011 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2011 Present
Previous Registrations
  • 2004-12-16 → 2011-04-28
    Solana Beach, CA
    La Jolla, CA
    San Diego, CA
    Fullerton, CA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Fullerton, CA
    Fullerton, CA
    Mission Viejo, CA
Other Businesses

1) JOHNNY V DISTRIBUTING, Fullerton CA 92831, United States, 11/01/2005, Owner, Owner/Partner of a Business Entity, NIR - 0HR/MO - 0/TRADING. 2) JOHNNY VALLEJO, INDEPENDENT INSURANCE AGENT, 101 S KRAEMER BLVD, STE 204, CA, 4/28/2011 FOR VARIOUS INDEPENDENT INSURANCE AGENCIES. INV REL - 4/MO - 4/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 4/WK - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) JOHNNY V DISTRUBUTING, FULLERTON, CA., 11/01/2005, PRESIDENT/OWNER OF BUSINESS, NIR, 0/HR MO, 0/HR MO TRADING. NO ACTIVITY OR INCOME. 5) STONEHAVEN FINANCIAL GROUP, 101 S. Kraemer Blvd, 204, Placentia CA 92870, 06/2018, Agent, Using a Trade Name/DBA, NIR, 1 HR/MO - 1 HR/MO TRADING. 6) STONEHAVEN STRATEGIC WEALTH LLC, 101 S. Kramer Blvd., Suite 204, Placentia, CA 92870, 05/2026, Agent, Owner/Partner of a Business Entity, INV REL, 170 HR/MO, 85 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 2003-09-03
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    2003-09-03
Other Names
  • Juan Manuel Vallejo

View on SEC IAPD

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