Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-21
TX RA APPROVED 2024-10-21
  • OH RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

8044 Montgomery Rd Ste 505, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Cincinnati OH 06/2003 10/2024
Lpl Financial Llc Cincinnati OH 10/2024 Present
  • 06/2003 → 10/2024
    Lincoln Financial Advisors
    Cincinnati, OH
  • 10/2024 → Present
    Cincinnati, OH
Previous Registrations
  • 2004-01-15 → 2024-10-25
    Osaic Fa, Inc.
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

1. 10/11/2024- Dougherty Tedesco and Associates- Non-Variable Insurance- OH 45236- 2 hrs per mnth- Inv Rel- Start Date 10/21/2024 2. 09/03/2024- Dougherty, Tedesco & Associates- DBA for LPL Business (entity for LPL business)- inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-05
  • S66 Uniform Combined State Law Examination
    2004-01-05
Other Names
  • John E Dougherty
  • John E Dougherty Iii

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor