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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-18 |
Branch Locations
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
2155 W Big Beaver Rd Floor 3, Roy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Warren | MI | 05/2016 | 03/2017 |
| Charles Schwab/Td Ameritrade | Birmingham | MI | 03/2017 | 12/2023 |
| Charles Schwab & Co., Inc. | Birmingham | MI | 01/2022 | 01/2024 |
| J.P. Morgan Securities Llc | Troy | MI | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Troy | MI | 01/2024 | Present |
| Td Ameritrade, Inc. | Birmingham | MI | 03/2017 | 01/2024 |
| Td Ameritrade Investment Management, Llc | Birmingham | MI | 03/2017 | 09/2023 |
| Bank Of America Corp | Warren | MI | 05/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-22 |
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