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Jose Valdez

Wells Fargo Clearing Services, LLC

Irvine, CA

Anaheim, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-08
  • CA RA
    APPROVED
    Since 2017-05-08

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

5625 E Santa Ana Canyon Rd, Anaheim, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Garden Grove CA 10/2012 05/2017
Wells Fargo Clearing Services, Llc Irvine CA 05/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-05-18
    J.P. Morgan Securities Llc
    Garden Grove, CA
    Anaheim, CA
    Anaheim, CA
    Santa Ana, CA
    Fullerton, CA
    Anaheim, CA
    Santa Ana, CA
    Anaheim, CA
    Anaheim, CA
  • 2009-05-14 → 2012-10-01
    Chase Investment Services Corp.
    Laguna Hills, CA
    Santa Ana, CA
    Garden Grove, CA
    Anaheim, CA
  • 2008-09-30 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Pomona, CA
    Riverside, CA
  • 2007-12-12 → 2008-10-07
    Wells Fargo Investments, Llc
    Ontario, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2007-12-11

View on SEC IAPD

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