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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-10 |
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
13250 University Center Blvd, Fort Myers, FL 33907 • United States
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Myers | FL | 11/1993 | 05/2019 |
| Bofa Securities, Inc. | Fort Myers | FL | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Myers | FL | 06/2019 | Present |
I*127691For profit or not for profit: Non-Profit OrganizationName of outside business organization: Collier County Honor FlightInvestment related: NAddress of business:Naples, Florida 34101Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 10/23/2019Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 4Duties: Serve on board of Directors for local Honor Flight chapter. Help promote Honor Flight, work with Guardians and Veterans, act as volunteer at all Honor Flight activities and help raise funds for the non-profit. I do NOT serve as treasurer.I*876265For profit or not for profit: Entity For ProfitName of outside business organization: The Gypsy Royal Legends Inc.Investment related: NAddress of business: Cape Coral, Florida, 33991Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 6/6/2022Number of hours devoted: 30 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Concession stand worker, Dance team booster club - serve at various food and beverage concession stands at local arenaI*1093269For profit or not for profit: Entity For ProfitName of outside business organization: OctapharmaInvestment related: NAddress of business: North Ft. Myers, Florida, 33917Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 11/29/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Plasma donor, Donate blood plasma and am comopensated I* 720245 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Grifols Investment related: no Address of business: Fort Myers, FL, 33966 Nature of business: Corporation Position, title, association: Other Start date of relationship: 02/08/2022 Number of hours devoted: 4 weekly Number of hours devoted during trading hours: 0 Duties: Paid for plasma donations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-24 |
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