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Michael Winston Bain

Mbia Capital Advisors

Cincinnati, OH

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Current Employers
Mbia Capital Advisors

1248 Springfield Pike Na, Cincinnati, OH 45215-2142 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
OH RA APPROVED 2011-04-20
  • FL RA
    APPROVED
    Since 2021-09-17
  • OH RA
    APPROVED
    Since 2011-04-20

Branch Locations

1248 Springfield Pike Na, Cincinnati, OH 45215-2142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbia Capital Advisors Cincinnati OH 03/2011 Present
Previous Registrations
  • 2010-05-28 → 2010-12-31
    Cincinnati, OH
    Cincinnati, OH
  • 2005-05-18 → 2005-11-09
    Equity Analysts Inc.
    Cincinnati, OH
  • 2004-09-01 → 2005-05-10
    Sicor Securities Inc
    West Chester, OH
  • 2004-04-30 → 2004-09-07
    Waddell & Reed
    Cincinnati, OH
  • 2003-06-17 → 2003-10-28
    Cincinnati, OH
Other Businesses

TAX AND WEALTH PLANNING STRATEGIES, LLC; NOT INVESTMENT RELATED; 5061 N HWY A1A, #105, HUTCHINSON ISLAND, FL 34949; 3/2010 TO PRESENT; OWNER' TAX PLANNING and COMPLIANCE; INSURANCE SALES (LIFE AND FIXED ANNUITIES). APPROX. 5 HOURS MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    2004-12-17
Designations

View on SEC IAPD

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