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1248 Springfield Pike Na, Cincinnati, OH 45215-2142 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-17 |
| OH | RA | APPROVED | 2011-04-20 |
Branch Locations
1248 Springfield Pike Na, Cincinnati, OH 45215-2142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbia Capital Advisors | Cincinnati | OH | 03/2011 | Present |
TAX AND WEALTH PLANNING STRATEGIES, LLC; NOT INVESTMENT RELATED; 5061 N HWY A1A, #105, HUTCHINSON ISLAND, FL 34949; 3/2010 TO PRESENT; OWNER' TAX PLANNING and COMPLIANCE; INSURANCE SALES (LIFE AND FIXED ANNUITIES). APPROX. 5 HOURS MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-17 |
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